What is a delta-one position?
A delta-one position is a type of investment that moves almost exactly one-for-one with the price of an underlying asset.
“Delta” is a Greek term used in options trading to describe how much the price of an investment will change based on a $1 change in the underlying asset.
- A delta of 1 (or close to it) means that if the underlying goes up by $1, the investment also goes up by about $1. In other words, Delta-one.
In the ARK DIET Buffer ETFs, the fund typically holds a delta-one position in its reference fund, ARKK – the ARK Innovation ETF. This gives the fund full exposure to the base performance of the ARK Innovation ETF. Then, using options, the fund modifies that exposure to:
- Reduce the downside (buffer)
- Delay and limit the upside (hurdle and participation rate)
- Produce a structured return path for the investor
In short, the delta-one position provides the core exposure, and the options overlay reshapes the return experience.